Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mathieu Spence GodinUBS Financial Services Inc.PNC Investments11-09-2018
Kurt Christopher HegerfeldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1511-01-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Sean Wilburn PowleyUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Seth Adam MansfieldUBS Financial Services Inc.NYLIFE Securities LLC06-26-2018
Andrew Richard MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Elliott Winfred MccownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Shawn Michael WhiteUBS Financial Services Inc.Vanguard Marketing Corporation10-06-2017
Maria Papageorgiou McgrathUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Jonathan Richard DunnUBS Financial Services Inc.Vanguard Marketing Corporation07-27-2017
Kevin Emmett Herron Jr.UBS Financial Services Inc.AXA Distributors, LLC11-28-2016
Alan Lee WardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2016
Skye C FerrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Gregory Hampton JudgeUBS Financial Services Inc.Vanguard Marketing Corporation12-07-2015
Gregory Scott SieberUBS Financial Services Inc.Morgan Stanley$5012-04-2015
Brandon Alessondro YoungerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-03-2015
Scott Douglas BurgessUBS Financial Services Inc.Vanguard Marketing Corporation12-03-2015
Stephen Dikeman ReedUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-30-2015
Daniel Stuart MasonUBS Financial Services Inc.Morgan Stanley09-25-2015
James Harold LeonardUBS Financial Services Inc.Morgan Stanley09-25-2015
Andrew Gaston BarnesUBS Financial Services Inc.Deloitte Corporate Finance LLC07-30-2015
William Farley O'BrienUBS Financial Services Inc.Vanguard Marketing Corporation06-09-2015
Muni Dev BhambriUBS Financial Services Inc.Transamerica Financial Advisors, Inc05-13-2015
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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