Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott William ZimmermanUBS Financial Services Inc.AXA Advisors, LLC01-08-2015
Kevin Emmett HerronUBS Financial Services Inc.AXA Distributors, LLC11-28-2016
Bruce Wynne SharpeUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
William Gerald SmithUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Robert Read DouglasUBS Financial Services Inc.BB&T Securities, LLC$15004-30-2013
Susan Hurst SamsUBS Financial Services Inc.Capital Investment Group, Inc.06-07-2012
Samuel Boyce Rankin, George Frederick Verdone Jr., William Baker Wynn Jr., Joseph Matthew Zentner Jr., Clayton Christopher Scholand, George Mason Rankin, Michael C. GouldUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
Jennifer Lynn HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Timothy Lee RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Ellen Elizabeth RankinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC07-30-2012
Michael William CrowellUBS Financial Services Inc.LPL Financial LLC05-21-2019
Maria Papageorgiou McGrathUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Alan Lee WardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2016
Skye C. FerrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Elise W. WilsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2012
Fred Vincent ManganoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2012
Thomas John Cavanaugh IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2012
Steve Eubanks, Michael LappinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75002-07-2012
Robert Stephen Eubanks, Michael Joseph LappinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2012
John Calhoun Sterritt, Scott Douglas Peterson, Angela D. RutledgeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-23-2011
Kyle Matthew BlumenstockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2011
Christopher Harvey RiceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2011
David William DeitchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2010
Tiffany Shane RozekUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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