Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie FoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
E Gray Smith IIIUBS Financial Services Inc.Morgan Stanley$34508-27-2013
Steve Eubanks Michael LappinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75002-07-2012
Charles Stoner Eileen StonerUBS Financial Services Inc.Morgan Stanley$30006-17-2011
C Harvey Rice Haley Hill David Halvorsen Jennifer Burkhardt-Blevins Mark GrowUBS Financial Services Inc.U.S. Trust Bank of America Private Wealth Management$80002-02-2011
Ronald Eugene BrysonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Holly Marie GiacoboneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-17-2020
Gregory Alan CashUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Laura KilletteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
R Mitchell WickhamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Ray Marshall Evans IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25001-17-2020
Lincoln Taylor SteelmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
John North MooreUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Emily M DannenhofferUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Bradley Samuel SmithUBS Financial Services Inc.Vanguard Marketing Corporation01-14-2020
Kevin Charles RohnerUBS Financial Services Inc.Vanguard Marketing Corporation01-13-2020
William Banks WallUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
Daniel Stephen WimerUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
Joseph Guimont Holston JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Justine Renee KalafatisUBS Financial Services Inc.Vanguard Marketing Corporation02-12-2019
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Kurt Christopher HegerfeldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1511-01-2018
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.