Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Alan Lee WardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2016
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Andrew Wimberly TateUBS Financial Services Inc.Sterling Capital Distributors, LLC10-01-2014
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Bonnie Nicodemus SutherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Brandon Alessondro YoungerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-03-2015
Bruce Wynne SharpeUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
C. Harvey Rice, Haley Hill, David Halvorsen, Jennifer Burkhardt-Blevins, Mark GrowUBS Financial Services Inc.U.S. Trust Bank of America Private Wealth Management$80002-02-2011
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Candace Ann ClineUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-21-2010
Charles Carl Stoner, Eileen Therese Stoner, Charles Michael Stoner, Amy Laney LoweUBS Financial Services Inc.Morgan Stanley06-16-2011
Charles Stoner, Eileen StonerUBS Financial Services Inc.Morgan Stanley$30006-17-2011
Christopher Harvey RiceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2011
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Daniel Stuart MasonUBS Financial Services Inc.Morgan Stanley09-25-2015
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
David Newbold SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2009
David William DeitchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2010
Derek Geoffrey FroshUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-28-2013
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Donis Michelle SmithUBS Financial Services Inc.Morgan Stanley$5010-18-2013
E. Gray Smith IIIUBS Financial Services Inc.Morgan Stanley$34508-27-2013
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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