Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Dee CarlsonUBS Financial Services Inc.Morgan Stanley$50002-18-2011
Kevin Emmett HerronUBS Financial Services Inc.Morgan Stanley$50003-07-2011
Eileen Therese StonerUBS Financial Services Inc.Morgan Stanley$15006-16-2011
Charles Carl StonerUBS Financial Services Inc.Morgan Stanley06-16-2011
Charles Michael StonerUBS Financial Services Inc.Morgan Stanley06-16-2011
Amy Laney LoweUBS Financial Services Inc.Morgan Stanley06-16-2011
Benjamin E Everette LinkUBS Financial Services Inc.Morgan Stanley$10007-08-2011
Ronald William FosterUBS Financial Services Inc.Morgan Stanley$50007-08-2011
Alexis W. BlanksUBS Financial Services Inc.Morgan Stanley09-20-2011
Jenny Stiles HollandUBS Financial Services Inc.Morgan Stanley$50010-19-2011
Eugene Gray Smith IIIUBS Financial Services Inc.Morgan Stanley$10008-27-2013
Toni Krol MurphyUBS Financial Services Inc.Morgan Stanley$25008-29-2013
Donis Michelle SmithUBS Financial Services Inc.Morgan Stanley$50010-18-2013
Scott Lowell CopenhaverUBS Financial Services Inc.Morgan Stanley02-20-2014
John Wilson EberhardUBS Financial Services Inc.Morgan Stanley$48009-26-2014
James Harold LeonardUBS Financial Services Inc.Morgan Stanley09-25-2015
Daniel Stuart MasonUBS Financial Services Inc.Morgan Stanley09-25-2015
Gregory Scott SieberUBS Financial Services Inc.Morgan Stanley$50012-04-2015

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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