Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Weston Lee MorganVanguard Marketing CorporationFirst Citizens Investor Services, Inc.09-28-2020
Bryan E LabadiaVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC09-18-2020
Lisa Angelica HembyVanguard Marketing CorporationPrincipal Securities, Inc.09-18-2020
Michael WattsVanguard Marketing CorporationEquitable Advisors, LLC09-17-2020
Kelly Lianne DavisVanguard Marketing CorporationFidelity Brokerage Services LLC09-16-2020
Sameer Ahmed BaigVanguard Marketing CorporationEquitable Advisors, LLC09-08-2020
Jeremy ChambersVanguard Marketing CorporationCharles Schwab & Co., Inc.07-14-2020
Daniel James KeefeVanguard Marketing CorporationLPL Financial LLC06-12-2020
Francis Sanchez JrVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC05-06-2020
Tyler E WatersVanguard Marketing CorporationEdward Jones05-06-2020
Nathan MosierVanguard Marketing CorporationEquitable Advisors, LLC02-25-2020
Mark David SaucedaVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC10-29-2019
Jason P WootenVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC07-09-2019
Steven Michael ClarkeVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC06-26-2019
Violeta Joy EmmanuelVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Anthony N BadilloVanguard Marketing CorporationGen Y Planning12-19-2018
Michelle E BoyerVanguard Marketing CorporationUSAA Investment Services Company11-29-2018
Edward O McConnellVanguard Marketing CorporationBB&T Securities, LLC09-18-2018
Adrienne Schreur FrankVanguard Marketing CorporationState Farm VP Management Corp.07-20-2018
Wade P HartmanVanguard Marketing CorporationMML Investors Services, LLC06-27-2018
Howard Curtis SoleVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC06-18-2018
Ronald Wayne SnyderVanguard Marketing CorporationWaddell & Reed03-07-2018
William Ray HarmonVanguard Marketing CorporationPNC Investments03-05-2018
Kelli Dannette ScottVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2018
Logan S MillerVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2017
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.