Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donnie Dixon StilesWells Fargo Clearing Services, LLCEdward Jones03-20-2019
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Steven Phillip HarderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Gloria Tange DearcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
John Thomas QuiggleWells Fargo Clearing Services, LLCInfinex Investments, Inc.$5011-30-2018
Ryan Andrew CulpepperWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Christopher Robert GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments$109-28-2018
Skyler T BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Marcus Nathaniel BrinsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-07-2018
Christopher M AdamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
James Felix Clardy Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-02-2018
Crystal Batchelor HardeeWells Fargo Clearing Services, LLCEdward Jones06-21-2018
Brian Thomas SchoonoverWells Fargo Clearing Services, LLCOneAmerica Securities, Inc.06-15-2018
Vance R HodgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
John Robert Callaway Jr.Wells Fargo Clearing Services, LLCPNC Investments$15005-23-2018
Eyan Michael TownsendWells Fargo Clearing Services, LLCEdward Jones$5003-29-2018
John Brandon VickersWells Fargo Clearing Services, LLCScottrade, Inc.02-16-2018
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Keith CrosbyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2018
Justin Joseph MckayWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.12-07-2017
Hoss EsmaeiliWells Fargo Clearing Services, LLCPNC Investments$3811-02-2017
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
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Showing 1 to 25 of 379 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.

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