Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis J HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.09-28-2020
Rebecca Rankin OsterkampWells Fargo Clearing Services, LLCCapital Investment Group, Inc.09-16-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments$15008-20-2020
Lesia Lynn Marino-BrolinsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Brett R StonerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-11-2020
Christopher Lee GrayWells Fargo Clearing Services, LLCPNC Investments06-25-2020
James Henry Elliott IIWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-03-2020
Michael Anthony ShimanskiWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC01-29-2020
Alec John SchregardusWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-14-2020
STEPHANIE LeeAnn DEMETRELISWells Fargo Clearing Services, LLCLincoln Financial Distributors, Inc.12-23-2019
Aleasha Marie DentonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
ANTHONY Michael PIGLOWSKIWells Fargo Clearing Services, LLCKey Investment Services LLC12-16-2019
Michael Shane WagnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Maria Carmella FrancisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
David Edward BuffieWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Jenny Stiles HollandWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7711-25-2019
Sharon Nicole BeamerWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-06-2019
Roiri Dahshun ButlerWells Fargo Clearing Services, LLCTD Ameritrade, Inc.10-29-2019
Jonathan Michael JeffersonWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC10-21-2019
Johnny Butler Campbell IIWells Fargo Clearing Services, LLCEdward Jones10-11-2019
Afya Drake GabrielWells Fargo Clearing Services, LLCEdward Jones10-08-2019
Samuel Mitchell KnightWells Fargo Clearing Services, LLCMML Investors Services, LLC10-01-2019
Robert Kidd IIIWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-24-2019
Brandon Lee WilliamsWells Fargo Clearing Services, LLCEdward Jones09-04-2019
James Eugene Holmes IIIWells Fargo Clearing Services, LLCStephens$15008-30-2019
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Showing 1 to 25 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.