Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott BrownWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.05-06-2019
Robert Howard IIIWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.04-30-2019
Donnie Dixon StilesWells Fargo Clearing Services, LLCEdward Jones03-20-2019
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Theophilus Linwood WoodleyWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Gloria Tange De ArcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
Richard Joseph MillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-07-2019
Taylor Patrick LocklearWells Fargo Clearing Services, LLCVanguard Marketing Corporation12-10-2018
John T. QuiggleWells Fargo Clearing Services, LLCInfinex Investments, Inc.$5011-30-2018
Ryan Andrew CulpepperWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Christopher R GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments09-28-2018
Christopher L. DiasWells Fargo Clearing Services, LLCEdward Jones09-17-2018
Skyler BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
David Anthony SheldonWells Fargo Clearing Services, LLCEdward Jones08-09-2018
Christopher M. AdamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
James Felix Clardy Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-02-2018
Kimberley Ann AldrichWells Fargo Clearing Services, LLCPNC Investments07-20-2018
Crystal Batchelor HardeeWells Fargo Clearing Services, LLCEdward Jones06-21-2018
Brian Thomas SchoonoverWells Fargo Clearing Services, LLCOneAmerica Securities, Inc.06-15-2018
Vance R. HodgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
John R. Callaway Jr.Wells Fargo Clearing Services, LLCPNC Investments$15005-23-2018
Eyan Michael TownsendWells Fargo Clearing Services, LLCEdward Jones$5003-29-2018
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Showing 1 to 25 of 241 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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