Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don Matthew WebbWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Russell Emmett Davenport JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-23-2009
James Hamilton Kyle IiiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Laura Elizabeth LongWells Fargo Clearing Services, LLCKCD Financial, Inc.$15001-23-2009
Stephen Richard ColemanWells Fargo Clearing Services, LLCScott & Stringfellow, LLC$1,00002-13-2009
Barbara Lynn MarshWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
Matthew Francis HealyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-20-2009
Michael Troy RoweWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-06-2009
Joseph Y SpruillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-06-2009
Thomas Edgar StroudWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-17-2009
Jerod Omar HubbardWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-26-2009
Samuel Wright Starling IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-26-2009
Michael Taft GanttWells Fargo Clearing Services, LLCFSC Securities Corporation04-01-2009
Richard F StolarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-16-2009
Richard Dwayne TesseneerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-29-2009
Munro Lebby Boinest IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00005-29-2009
Philip Kirby JeffersonWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5006-25-2009
Jason Craig HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
Marc Howard VernerWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5010-07-2009
Charles Bruce AsheWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-17-2009
James Townsend Tanner IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-17-2009
John Gordon BurnsWells Fargo Clearing Services, LLCMorgan Stanley$15011-20-2009
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley$5011-20-2009
Ronald Dale WalkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$6011-25-2009
Wade Haywood Winstead JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1112-15-2009
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Showing 1 to 25 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.