Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Christopher LoweWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$5001-16-2009
Don Matthew WebbWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Russell Emmett Davenport Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
James Hamilton Kyle IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Laura Elizabeth LongWells Fargo Clearing Services, LLCKCD Financial, Inc.01-23-2009
Adolfo John Montesa IIWells Fargo Clearing Services, LLCHantz Financial Services, Inc.$1001-29-2009
Alfred Llewellyn Hobgood IIIWells Fargo Clearing Services, LLCScott & Stringfellow, LLC$15001-30-2009
Andrew Harrison Peatross Jr.Wells Fargo Clearing Services, LLCScott & Stringfellow, LLC$5001-30-2009
Alfred Llewellyn Hobgood IVWells Fargo Clearing Services, LLCScott & Stringfellow, LLC01-30-2009
Jeffrey Michael ThompsonWells Fargo Clearing Services, LLCLincoln Financial Securities Corporation02-03-2009
David Reid DoyleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-12-2009
Stephen Richard ColemanWells Fargo Clearing Services, LLCScott & Stringfellow, LLC02-13-2009
Matthew Francis HealyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2009
Robert Steven FoxWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Michael Troy RoweWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Joseph Yates SpruillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Matthew Aaron CowherWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC03-09-2009
Peter John LaboyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15003-13-2009
Robert George Burleson Jr.Wells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.03-16-2009
Thomas Edgar StroudWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2009
Jerod Omar HubbardWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-26-2009
Samuel Wright Starling IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-26-2009
Gregory Martin Trauth IIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2009
Michael Taft GanttWells Fargo Clearing Services, LLCFSC Securities Corporation$10004-01-2009
Barry Clinton RookWells Fargo Clearing Services, LLCAXA Advisors, LLC04-07-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.