Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul Kareem Ar-RushdiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-15-2011
Adam R BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Afya Drake GabrielWells Fargo Clearing Services, LLCEdward Jones10-08-2019
Alan Mark BarachWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-10-2013
Albert Francis Grenert JrWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-10-2016
Aleasha Marie DentonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
Alec John SchregardusWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-14-2020
Alexander Leaming BartolWells Fargo Clearing Services, LLCEquitable Advisors, LLC$5010-06-2017
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
Amanda WhitlockWells Fargo Clearing Services, LLCEdward Jones07-02-2019
Amirali MirdamadiWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.06-15-2016
Andrew Joseph OConnell IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Andrew Rory PreddyWells Fargo Clearing Services, LLCSECU Brokerage Services03-01-2016
Andrew T BeckWells Fargo Clearing Services, LLCPark Avenue Securities LLC07-02-2014
Angela Plumley AllenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2017
Anna Marie WilliamsWells Fargo Clearing Services, LLCScottrade, Inc.05-01-2017
Anne Murray LloydWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.03-29-2019
ANTHONY Michael PIGLOWSKIWells Fargo Clearing Services, LLCKey Investment Services LLC12-16-2019
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley$5011-20-2009
Ashley Ann PaonessaWells Fargo Clearing Services, LLCMorgan Stanley05-28-2019
Ashley H ShapiroWells Fargo Clearing Services, LLCMorgan Stanley03-19-2012
Audrey Juanita DixonWells Fargo Clearing Services, LLCEdward Jones$5007-05-2013
Barbara Lynn MarshWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
Barry Vaughn BondWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$2508-22-2012
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Showing 1 to 25 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.