Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
James Richard HillPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC06-13-2019
Daniel Bradford BarryKestra Investment Services, LLCLockton Investment Securities, LLC06-13-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Joanna Vanessa RansomBB&T Securities, LLCWells Fargo Clearing Services, LLC06-12-2019
Ralph Milton Howell IIIDMJ Wealth Advisors, LLCProEquities, Inc.06-11-2019
William Banks WallUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
Daniel Stephen WimerUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
Henry KahenAmeriprise Financial Services, LLCEdward Jones$5006-10-2019
Barry Lawrence ConoverMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.06-07-2019
William Francis Gold JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Stephen Donald CampbellPNC InvestmentsPruco Securities, LLC.06-04-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Charlie Lee WelbornDMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
Arthur M Winstead JrDMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
Monica L DanielsSecurities America, Inc.First Command Brokerage Services, Inc.$5006-03-2019
Sean H DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Brett Michael WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2019
Diana VillegasBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Terry Lynn HainesCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-30-2019
Michele Lynn Hullett-ComptonRaymond James Financial Services, Inc.J. W. Cole Advisors, Inc.05-28-2019
Ashley Ann PaonessaWells Fargo Clearing Services, LLCMorgan Stanley05-28-2019
Daniel Alan RouthOld Peak FinanceExencial Wealth Advisors05-27-2019
Dean Roger St MarieLakeview Capital Partners, LLCST. MARIE FINANCIAL ADVISORS, LLC05-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.