Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua P HodgeFifth Third Securities, Inc.Charles Schwab & Co., Inc.07-18-2019
Timothy James WrightInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Franklin J MataPrincipal Securities, Inc.Fidelity Personal and Workplace Advisors07-16-2019
Brandon J JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Michael Richard HemmerichFortress Private Ledger, LLCLPL Financial LLC07-11-2019
Warren Gordon Mitchell IIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-11-2019
Lopez Duane DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$5007-10-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1,00007-10-2019
Jesse Babb Crumpler JrCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Kevin Lee CookCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Mark Edward HowellCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
David L SpencerCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Douglas L RobertsonCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Craig Davis ShivelyFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Jason P WootenVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC07-09-2019
Edward Poole PickettEudaimonia Partners, LLCRaymond James Financial Services, Inc.07-03-2019
Kenneth Raymond SavageWorld Equity Group, Inc.Triumph Wealth Advisors, Inc.07-03-2019
Jerry Robert CrouseAllstate Financial Services, LLCPruco Securities, LLC.07-03-2019
Amanda WhitlockWells Fargo Clearing Services, LLCEdward Jones07-02-2019
Jerome Emmett Pinckney JrCalton & Associates, Inc.Providence Investment Advisors, LLC07-01-2019
Jerome Emmett Pinckney IiiCalton & Associates, Inc.PROVIDENCE INVESTMENT ADVISORS, LLC07-01-2019
Charles Elliott CarrickDMJ Wealth Advisors, LLCProEquities, Inc.$50006-28-2019
William Bradford MannDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.