Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Scott WarrenPNC InvestmentsAlight Financial Solutions, LLC07-22-2019
Monica Phillips LittleW&S Brokerage Services, Inc.Allstate Financial Services, LLC07-19-2019
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Nancy Marie BlanchettePinehurst CapitalAmeriprise Financial Services, LLC05-14-2019
Terry Lynn HainesCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-30-2019
Leonard Jerome BrooksCetera Financial Specialists LLCAvantax Investment Services, Inc.$505-13-2019
William Haslett SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Nargiz Bakitzhanovna KambarovaCarolinas Investment Consulting LLCBofA Securities, Inc.06-20-2019
Sarah Margaret WestbrookHayden RoyalCapFinancial Securities, LLC.05-24-2019
Holly French SkipperVerum Partners LLCCarolinas Investment Consulting LLC05-22-2019
Joshua P HodgeFifth Third Securities, Inc.Charles Schwab & Co., Inc.07-18-2019
Warren Gordon Mitchell IIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-11-2019
David C. PoudrierWillingdon Wealth Management LLCCharles Schwab & Co., Inc.04-30-2019
Raymond Joseph Marquez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-26-2019
Franklin Parrish SparkmanRaymond James & Associates, Inc.Crown Capital Securities, L.P.06-20-2019
Lopez Duane DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$5007-10-2019
Kevin Lee CookCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
David L. SpencerCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Devonte L IvoryW&S Brokerage Services, Inc.Edward Jones07-19-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Amanda WhitlockWells Fargo Clearing Services, LLCEdward Jones07-02-2019
Johnna Rene CroomFirst Citizens Investor Services, Inc.Edward Jones06-26-2019
Bruce A. BirdWells Fargo Clearing Services, LLCEdward Jones06-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.