Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Morris MillerM. S. Howells & Co.Triad Advisors, Inc.$5008-16-2019
Marc Stephen BeckerM. S. Howells & Co.Triad Advisors, Inc.$5008-16-2019
Terry Morris MillerM. S. Howells & Co.Triad Advisors, Inc.$5008-16-2019
Marc Stephen BeckerM. S. Howells & Co.Triad Advisors, Inc.$5008-16-2019
Robert Fuller ReeseInfinex Investments, Inc.FTB Advisors, Inc.08-12-2019
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Nick BeardenStifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
Curtis Wilson Taylor IIUSA Financial Securities CorporationCapital Investment Group, Inc.$10908-01-2019
Curtis Wilson Taylor IIUSA Financial Securities CorporationCapital Investment Group, Inc.$10908-01-2019
Ellen Honeycutt WilbornW&S Brokerage Services, Inc.VALIC Financial Advisors, Inc.07-26-2019
Keith CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2019
Lauren Skidmore IvesterDempsey Lord Smith, LLCKalos Capital, Inc.07-23-2019
John C ScalaFTB Advisors, Inc.Citigroup Global Markets Inc.07-23-2019
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Shaun F. MoynihanDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Joshua P HodgeFifth Third Securities, Inc.Charles Schwab & Co., Inc.07-18-2019
Timothy James WrightInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Franklin J. MataPrincipal Securities, Inc.Fidelity Brokerage Services LLC07-16-2019
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
William Paul SchwarzkopfPrincipal Securities, Inc.Transamerica Financial Advisors, Inc$1907-11-2019
Lopez Duane DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$5007-10-2019
Kevin Lee CookCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
David L. SpencerCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Next Page »

Showing 1 to 25 of 53 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.