Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guenter Earl BergmannInnovation Partners LLCAusdal Financial Partners, Inc.08-24-2019
David Anthony HolmesInnovation Partners LLCWestern International Securities, Inc.08-23-2019
Jeffrey Scott WeatherlyPruco Securities, LLC.Nationwide Securities, LLC08-23-2019
Trenton Clifton Jenkins IIWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-23-2019
Justin Lee JonesCharles Schwab & Co., Inc.Edward Jones08-22-2019
Gina Ricci MooreRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-22-2019
Elizabeth Ann CorriherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-21-2019
Paul Edward KoenigVerity Investments, Inc.Royal Alliance Associates, Inc.$1008-19-2019
Anthony Benedict Gallo IIIFidelity Brokerage Services LLCUBS Financial Services Inc.08-16-2019
Joseph Angelo GiordanoPark Avenue Securities LLCEdward Jones08-16-2019
Matthew Todd StoweEdward JonesCetera Investment Services LLC08-16-2019
Lisa Luke WorkmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-16-2019
Christopher Stephen JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
Fred Michael AsfouryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
Todd Regan ElliottInsight FoliosWealth Watch Advisors, LLC08-16-2019
Richard Joseph KennellHornor, Townsend & Kent, LLCMML Investors Services, LLC$2508-15-2019
Jonathan Moser SpatzFormula Folio InvestmentsEpic Financial Advisors LLC08-13-2019
Robert Fuller ReeseInfinex Investments, Inc.First Horizon Advisors, Inc.08-12-2019
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Mathieu Spence GodinCharles Schwab & Co., Inc.UBS Financial Services Inc.08-08-2019
Chasty Laws BaileyWells Fargo Clearing Services, LLCFirst Horizon Advisors, Inc.08-07-2019
Lindsey Carolyn LewisVanguard Advisers, Inc.Soltis Investment Advisors, LLC08-06-2019
Richard Michael BrewerCambridge Investment Research, Inc.Nationwide Securities, LLC08-06-2019
Jonathan David LindnerPark Avenue Securities LLCRaymond James Financial Services, Inc.08-06-2019
Harrison CallUBS Financial Services Inc.UBS Financial Services Inc.08-06-2019
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.