Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Winslow LandzertMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC09-23-2019
John Lawrence DavisRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
John Keais Hoyt Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10009-19-2019
Rondol Lee DavidsonLPL Financial LLCLincoln Financial Securities Corporation$25009-19-2019
Tanner Keais HoytRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-19-2019
Leonard David Cautela Jr.Commonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$50009-18-2019
Edward J TurrisiFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-18-2019
Gayle Elizabeth MartinPrincipal Securities, Inc.Cetera Investment Services LLC09-18-2019
Edmund Michael HughesPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-17-2019
Jonathan Elliott PadgettValMark Securities, Inc.SagePoint Financial, Inc.09-16-2019
John Michael MenserNovare Capital ManagementWestminster Financial Securities, Inc.09-16-2019
Scott Andrew TippinsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-13-2019
Ryan C. GehsmannAdaptFirst Investments LLCHornor, Townsend & Kent, LLC09-13-2019
Gregory Vance GrayBurlington Alliance Capital Management, LLCInfinex Investments, Inc.09-13-2019
Luke HopkinsMML Investors Services, LLCIntervest International Equities Corporation$10009-12-2019
Hollie Beth KatzBB&T Securities, LLCMorgan Stanley$25009-12-2019
John David MacikBiltmore Family Office, LLCMorgan Stanley09-10-2019
Daniel Thomas HethPreserve Wealth ManagementUBS Financial Services Inc.09-10-2019
John Dewalden EllerWorld Equity Group, Inc.Allstate Financial Services, LLC09-10-2019
Paige Hill PasseralloRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-09-2019
Theodore V Howie Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-09-2019
Dustin Lavelle LiskRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Christel WegmannFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-04-2019
Nathan Curtis StoverHornor, Townsend & Kent, LLCEdward Jones09-04-2019
Brandon Lee WilliamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones09-04-2019
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.