Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael ShockmanCetera Advisor Networks LLCInternational Assets Advisory, LLC08-22-2019
David Raymond FalkBerthel, Fisher & Company Financial Services, Inc.Securities America Advisors, Inc.08-12-2019
John Warren VanderlindenMML Investors Services, LLCAmeriprise Financial Services, Inc.07-23-2019
Shawn Dale DyeLPL Financial LLCBancWest Investment Services, Inc.$2507-09-2019
Marlin James FeltmanAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$5006-07-2019
Raoul Kelly BrandtWealth Plus of The Dakotas, Inc.Capital Financial Services, Inc.06-07-2019
Kent Wesley HeinlePruco Securities, LLC.Allstate Financial Services, LLC06-03-2019
Jonathan Lee WarnerAmeriprise Financial Services, Inc.Edward Jones$2505-31-2019
Ryan Matthew DresslerLPL Financial LLCHD Vest Investment Services05-29-2019
Megan D. LenarzAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Teresa Marie OclairCalton & Associates, Inc.Capital Financial Services, Inc.05-17-2019
John R. LenarzAmeriprise Financial Services, Inc.Kingsview Asset Management, LLC$5005-08-2019
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Ronald David Peterson Jr.LPL Financial LLCRaymond James Financial Services, Inc.03-25-2019
Michael Jeffrey RydellJamieson CapitalSchwan Financial Advisors, LLC03-12-2019
Erin Jean LampLPL Financial LLCState Farm VP Management Corp.02-27-2019
James Robert Caldwell Jr.Berthel, Fisher & Company Financial Services, Inc.Securities America, Inc.02-04-2019
Troy Michael HeftaLPL Financial LLCSecurities America, Inc.$2501-31-2019
Kelly Gene NehringKMS Financial Services, Inc.Raymond James Financial Services, Inc.$15001-28-2019
Holland Jamison SlickInfinex Investments, Inc.Alerus Securities Corporation01-18-2019
Chris John HolstadD.A. Davidson & Co.RBC Capital Markets, LLC$15001-17-2019
Jeremy Michael ElbertD.A. Davidson & Co.RBC Capital Markets, LLC$2501-17-2019
Bret Myles KinzlerInfinex Investments, Inc.Alerus Securities Corporation12-07-2018
Steven Jerome SchneiderAmeriprise Financial Services, Inc.Commonwealth Financial Network$1012-06-2018
Jason Dean DockterHD Vest Investment ServicesForesters Equity Services, Inc.10-19-2018
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Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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