Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Bradley E. NovakSecurities America, Inc.AXA Advisors, LLC$2509-25-2015
Cynthia Ann FasonSecurities America, Inc.AXA Advisors, LLC$5010-29-2015
David Michael MannSecurities America, Inc.Gardner Financial Services, Inc.11-13-2015
David Raymond FalkSecurities America, Inc.AXA Advisors, LLC10-29-2015
Holly Ann GrubaSecurities America, Inc.Cetera Advisor Networks LLC10-29-2015
Jeffrey Alan GreweSecurities America, Inc.AXA Advisors, LLC$5010-29-2015
Larry J. SoutherSecurities America, Inc.AXA Advisors, LLC05-06-2011
Lynn Ronald WaddellSecurities America, Inc.Investment Centers of America, Inc.10-12-2017
Mark Andrew BibelheimerSecurities America, Inc.AXA Advisors, LLC$5009-25-2015
Michael Ray TvedtenSecurities America, Inc.ProEquities, Inc.01-02-2018
Mike Joseph SenechalSecurities America, Inc.Securian Financial Services, Inc.04-06-2018
Steven Craig FelchleSecurities America, Inc.U.S. Bancorp Investments, Inc.$10005-20-2016
The Great Plains Financial GroupSecurities America, Inc.Investment Centers of America$35002-24-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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