Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Anthony Lee Van KeurenSecurities America, Inc.INVEST Financial Corporation09-17-2013
Arnold Leroy EllingsonSecurities America, Inc.AXA Advisors, LLC$5010-29-2015
Bradley E. NovakSecurities America, Inc.AXA Advisors, LLC$2509-25-2015
Chad David KnewtsonSecurities America, Inc.Edward Jones09-21-2010
Christopher James SiversonSecurities America, Inc.Investment Centers of America, Inc.02-01-2012
Cynthia Ann FasonSecurities America, Inc.AXA Advisors, LLC$5010-29-2015
Darin Gerard SvihovecSecurities America, Inc.Eagle One Investments, LLC11-28-2012
David James MetzgerSecurities America, Inc.INVEST Financial Corporation09-17-2013
David Michael MannSecurities America, Inc.Gardner Financial Services, Inc.11-13-2015
David Raymond FalkSecurities America, Inc.AXA Advisors, LLC10-29-2015
Dennis Charles JacksonSecurities America, Inc.INVEST Financial Corporation09-17-2013
Farrel Lynn CarlsonSecurities America, Inc.AXA Advisors, LLC05-06-2011
Gary Edward BerubeSecurities America, Inc.AXA Advisors, LLC05-06-2011
Holly Ann GrubaSecurities America, Inc.Cetera Advisor Networks LLC10-29-2015
James Robert Caldwell Jr.Securities America, Inc.Curian Clearing, LLC09-04-2015
Jeffrey Alan GreweSecurities America, Inc.AXA Advisors, LLC$5010-29-2015
Jill Joleen KloseSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-01-2009
Jill Naomi FlodenSecurities America, Inc.Dorn & Co., Inc.01-01-2015
John Wesley CarringtonSecurities America, Inc.Boar Capital Advisors, LLC04-01-2010
Kelly J. HillSecurities America, Inc.LPL Financial LLC$5009-06-2019
Larry J. SoutherSecurities America, Inc.AXA Advisors, LLC05-06-2011
Lynn Ronald WaddellSecurities America, Inc.Investment Centers of America, Inc.10-12-2017
Mark Andrew BibelheimerSecurities America, Inc.AXA Advisors, LLC$5009-25-2015
Michael Ray TvedtenSecurities America, Inc.ProEquities, Inc.01-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.