Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phil McBrideAllen Capital GroupCarson Wealth Management Group09-16-2014
Tad Allen SingerAllen Capital Group, LLCD.A. Davidson & Co.09-18-2017
Daniel Thomas MonaghanAllen Capital Group, LLCSymphonic Securities LLC02-01-2016
Kent Kurtis KochAllen Capital Group, LLCNorthwestern Mutual Investment Services, LLC06-24-2015
Philip Joe McBrideAllen Capital Group, LLCCWM, LLC09-18-2014
James Patrick LoyetAmeriprise Financial Services, Inc.Edward Jones$10007-05-2019
David Michael CasteelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-15-2019
Justin Michael BosticAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-15-2019
Andrew Tyler GreerAmeriprise Financial Services, Inc.Securian Financial Services, Inc.02-13-2019
Gerald Howard Denney Jr.Ameriprise Financial Services, Inc.Private Advisor Group, LLC$15011-29-2018
Austin Dean WilliamsAmeriprise Financial Services, Inc.TD Ameritrade, Inc.04-25-2018
Phillip Scott WoodAmeriprise Financial Services, Inc.SII Investments, Inc.$5011-17-2017
Randall Charles RhodesAmeriprise Financial Services, Inc.SII Investments, Inc.$2511-17-2017
Roger Dean WhiteAmeriprise Financial Services, Inc.SII Investments, Inc.$2511-17-2017
Michael Allen ToussaintAmeriprise Financial Services, Inc.SII Investments, Inc.$2211-17-2017
Jonathan James GilfryAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Lawrence Joseph McGowanAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Marrlyn JohnsonAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Richard James HavenridgeAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Eric J. BurrAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Phil WoodAmeriprise Financial Services, Inc.SII Investments$38011-16-2017
Chad Wesley TerryAmeriprise Financial Services, Inc.BlackRock Investments, LLC06-16-2017
Joseph Martin GasnickAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10011-28-2016
Larry Lee FoxworthyAmeriprise Financial Services, Inc.Edward Jones11-25-2016
Raymond E BeckAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15002-26-2016
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Showing 1 to 25 of 759 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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