Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets11-19-2010
Aaron Philip SipherdSipherd Wealth Management, LLCSII Investments, Inc.07-17-2009
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.01-02-2009
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley11-07-2019
Aaron W PetersanMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Adam D. BettisAmeritas Investment Corp.Frontier Wealth Management, LLC$1008-01-2014
Adam L. HayesD.A. Davidson & Co.Smith Hayes Financial Services Corporation$10007-25-2016
Adam M. FrankTD Ameritrade Investment Management, LLCEdward Jones06-15-2011
Adam Ray MorrisEdward JonesNorthwestern Mutual Investment Services, LLC05-15-2017
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Alan Carl JohnsonBuckingham Strategic WealthExecutive Wealth Management04-19-2017
Alan HauschildSecurian Financial Services, Inc.MML Investors Services, LLC01-26-2016
Alan Lee WrightCWM, LLCPinnacle Financial Group05-10-2013
Alex ShvartsmanTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Alisha Wanette HortonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Alvin R ZachMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amanda Corinne MiserWestern International Securities, Inc.First Command Advisory Services$15008-30-2019
Amber D Nabity StittAmeritas Investment Corp.Physicians Thrive Investment Advisors, LLC06-27-2018
Amber Donelle PeterreinsPruco Securities, LLC.The Leaders Group, Inc.06-16-2017
Amy Elizabeth RiggsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amy J. CarkoskiAmeritas Investment Corp.Nelnet Capital LLC12-16-2015
Andrew ArkfieldWells Fargo AdvisorsEdward Jones$10805-15-2012
Andrew Capin RobinsonMorgan StanleyUBS Financial Services Inc.$15004-16-2010
Andrew Carl RennerfeldtCetera Advisors LLCCetera Advisor Networks LLC02-05-2009
Andrew David HuntHiley Hunt Wealth Management, Inc.Guide Rock Capital Management, Inc.03-18-2015
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Showing 1 to 25 of 761 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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