Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Eugene SchabenCWM, LLCLPL Financial LLC07-19-2012
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets$50011-19-2010
Aaron Michael FosterCWM, LLCBridges Investment Advisers10-03-2011
Aaron Philip SipherdSipherd Wealth Management, LLCSII Investments, Inc.07-17-2009
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.$10001-02-2009
Aaron Timothy WintersSecurities America, Inc.Raymond James Financial Services, Inc.$38007-13-2017
Aaron Timothy WintersRaymond James Financial Services, Inc.First National Capital Markets$25006-17-2015
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley$10011-07-2019
Abbegail Leigh HoeflerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC10-08-2019
ABBEGAIL Leigh HOEFLERNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-11-2019
Abby Renee MackCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-01-2018
Abraham M. GlaserLPL Financial LLCRBC Capital Markets, LLC$10007-15-2019
Adam D. BettisAmeritas Investment Corp.Frontier Wealth Management, LLC$10008-01-2014
Adam Loyd MusfeldtTD Ameritrade Investment Management, LLCSecurian Financial Services, Inc.10-16-2014
Adam M. FrankTD Ameritrade Investment Management, LLCEdward Jones06-15-2011
Adam Michael DelaughterRaymond James Financial Services, Inc.First National Capital Markets$25006-17-2015
Adam Ray MorrisEdward JonesNorthwestern Mutual Investment Services, LLC05-15-2017
Adrian DiazPruco Securities, LLC.FBL Marketing Services, LLC11-10-2014
Agustin Jay MolinaBlue CapitalCapital Synergy Partners11-13-2019
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Alan Carl JohnsonBuckingham Strategic WealthExecutive Wealth Management04-19-2017
Alan Carl JohnsonExecutive Wealth ManagementLPL Financial LLC11-18-2015
Alan FinkelsteinSecurities America, Inc.Janney Montgomery Scott LLC04-29-2011
Alan HauschildSecurian Financial Services, Inc.MML Investors Services, LLC01-26-2016
Alan L RatkovecCambridge Investment Research, Inc.First Independent Financial Services, Inc.03-07-2016
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Showing 1 to 25 of 1,302 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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