Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne WagnerSecurities America, Inc.National Planning Corporation$17703-07-2018
Tim KellyLPL Financial LLCWells Fargo Clearing Services, LLC$5711-02-2017
Tad SingerSmith Hayes Cos.Carson Advisory Group09-16-2014
Steven WilburSmith Hayes Cos.Carson Advisory Group09-16-2014
Stephen Hill, Jeremy Hill, Jeffrey KraftSecurities America, Inc.Questar Capital Corporation$111,000,00002-07-2019
Shannon J. Case, Mark J. SlatterySecurities America, Inc.SII Investments, Inc.$13006-03-2013
Ron CarsonCeteraLPL Financial LLC$2,60001-19-2017
Phil WoodAmeriprise Financial Services, LLCSII Investments, Inc.$38011-16-2017
Phil McBrideAllen Capital Group, LLCCarson Advisory Group09-16-2014
Peter DaikerLPL Financial LLCWells Fargo Clearing Services, LLC$6111-01-2017
Michael Wincek, David Casteel, Justin BosticAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$17402-15-2019
James Pekelder, Scott PraiAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19605-10-2019
Fredrick KelleyLPL Financial LLCMML Investors Services, LLC$8002-15-2017
Fred SchellpeperLPL Financial LLCAmeritas Investment Company, LLC$10011-23-2015
Dana Webb, Curren WebbSecurities America, Inc.Manarin Securities Corporation$10001-17-2014
Chuck OlsenCommonwealth Financial NetworkSecurities America, Inc.$25009-06-2011
Christopher KnustAmeriprise Financial Services, LLCMorgan Stanley$14705-09-2014
Cella QuinnLPL Financial LLCFSC Securities Corporation$16001-30-2017
Bruce LearSecurities America, Inc.First National Capital Markets$15005-07-2012
Bob RossiSecurities America, Inc.FSC Securities Corporation$22502-15-2016
Andrew ArkfieldWells Fargo Clearing Services, LLCEdward Jones$10805-15-2012
Jack ConnealyLPL Financial LLCSecurities America, Inc.$3,00004-30-2020

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.