Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Blackwell RitcheyCWM, LLCCetera Advisor Networks LLC09-08-2015
William X. RandallSecurities America, Inc.Investors Security Company, Inc.12-07-2012
William Warren WittlerAmeritas Investment Corp.Securities America, Inc.01-06-2009
William Russell ThompsonWaddell & ReedFBL Marketing Services, LLC12-06-2013
William P. Marshall Jr.TD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
William Kyle BirdTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
William James ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-13-2012
William James CarverMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Harry O'DonnellNext Financial Group, Inc.Securities America, Inc.$1001-06-2017
William Gordon Huseth Jr.UBS Financial Services Inc.Morgan Stanley$10004-17-2012
William F. HaasGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.09-15-2014
William Burton ShreveUBS Financial Services Inc.Smith Hayes Financial Services Corporation02-20-2009
William Barrett EvansTD Ameritrade Investment Management, LLCScottrade, Inc.02-26-2018
Wayne WagnerSecurities America, Inc.National Planning$17703-07-2018
Vicki Louise BevinSecurities America, Inc.Northwestern Mutual Investment Services, LLC05-28-2015
Tyler Patrick DalyRaymond James Financial Services, Inc.Wells Fargo Investments, LLC08-13-2009
Tyler KanneSecurities America, Inc.MML Investors Services, LLC10-01-2015
Tyler John WilliamsWaddell & ReedEdward Jones11-15-2011
Troy Lorenz OttRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Troy G. SewellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
Trevor Olaf JohnsonJ.W. Cole Financial, Inc.Edward Jones$1010-19-2015
Tracy Lynn RefiorWaddell & ReedForesters Financial Services, Inc.$2501-22-2010
Tracey Lynn McLainWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-09-2011
Todd William PetersonD.A. Davidson & Co.Smith Hayes Financial Services Corporation$10007-25-2016
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Showing 1 to 25 of 759 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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