Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dave Reed DunhamMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Patrick J DibiaseMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Dwight Maurice Frost Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gary Lee BellerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alvin R ZachMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Kenneth Wayne Koop Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Conrad Lambert PardeMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Pete Steven FaubelMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Robert Hugh O'NeilMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Aaron W PetersanMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Robert Storz HowardMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Patrick WrightMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Joseph O'DanielMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Matthew John ShalhoobMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amy Elizabeth RiggsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Robert YostenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Alan DahirMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William James CarverMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Forrest Patrick Anderson Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Don William Hoeft Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.03-27-2009
Danny Kay DavisStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10003-05-2009
Teri Roxanne WilsonStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2502-19-2009
Lawrence James KremlaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.02-13-2009
Kenneth Joe MelicharStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.01-27-2009
Mark Alan ChurchillWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5004-03-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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