Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corby Mitchell MastalirFinancial West GroupNorthwestern Mutual Investment Services, LLC07-02-2012
Michael J ResoAmeritas Investment Corp.Northwestern Mutual Investment Services, LLC09-03-2013
Bradley Jason AlexanderTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC03-05-2014
Nicholas John SchneiderPhysicians Thrive Investment Advisors, LLCNorthwestern Mutual Investment Services, LLC04-22-2015
Vicki Louise BevinSecurities America, Inc.Northwestern Mutual Investment Services, LLC05-28-2015
Kent Kurtis KochAllen Capital Group, LLCNorthwestern Mutual Investment Services, LLC06-24-2015
Kirk B. ThompsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-20-2016
Shirley CemajPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-20-2017
Zachary A. ChurchichTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC04-26-2017
Adam Ray MorrisEdward JonesNorthwestern Mutual Investment Services, LLC05-15-2017
David Dai PingAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC09-06-2017
Shelby Lynn CorbaleyAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$10009-08-2017
Bryan D CastCast FinancialNorthwestern Mutual Investment Services, LLC09-18-2017
Jessica Jo ThompsonNelson, Van Denburg & Campbell Wealth Management Group, LLCNorthwestern Mutual Investment Services, LLC10-30-2017
Jonathan A LeymasterPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-07-2017
John Patrick MalloyMutual of Omaha Investor Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2018
Boden D. BiermanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-17-2018
Blake L. ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Kyle S. FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
James T. WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Patricia Lorraine LammliCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Andrea L. FritzCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Cindy Sue BojanskiCetera Advisors LLCNorthwestern Mutual Investment Services, LLC02-14-2019
Abbegail Leigh HoeflerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC10-08-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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