Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Scott WoodAmeriprise Financial Services, Inc.SII Investments, Inc.$5011-17-2017
Randall Charles RhodesAmeriprise Financial Services, Inc.SII Investments, Inc.$2511-17-2017
Roger Dean WhiteAmeriprise Financial Services, Inc.SII Investments, Inc.$2511-17-2017
Michael Allen ToussaintAmeriprise Financial Services, Inc.SII Investments, Inc.$2211-17-2017
Jonathan James GilfryAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Lawrence Joseph McGowanAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Marrlyn JohnsonAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Richard James HavenridgeAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
Eric J. BurrAmeriprise Financial Services, Inc.SII Investments, Inc.11-17-2017
George Alan PaxtonCambridge Investment Research, Inc.SII Investments, Inc.10-04-2017
James Carl SandersonLPL Financial LLCSII Investments, Inc.$2502-14-2018
Melinda BorgesLPL Financial LLCSII Investments, Inc.02-14-2018
Michael Stephen MyersSecurities America, Inc.SII Investments, Inc.$5010-20-2017
Mark Joseph SlatterySecurities America, Inc.SII Investments, Inc.$10006-03-2013
Michael Marvin MuskeSecurities America, Inc.SII Investments, Inc.$5006-03-2013
Aaron Philip SipherdSipherd Wealth Management, LLCSII Investments, Inc.07-17-2009
Jeffrey James BreelingSummit Brokerage Services, Inc.SII Investments, Inc.08-25-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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