Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Alex Shvartsman | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Arturo Antonio Aviles | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Beth A. Peacock | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Bruce Edmund Hutchins Jr. | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Charles Francis Scully | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Corey Wayne Graving | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Cynthia Lynn Early | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Dennis Michael Seeley Jr. | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Derek A. Riddle | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Donald Allison Wilson Jr. | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Gregory Alan Berger | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Jacky Ho Yiu Chiu | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Jared M. Hemmingsen | Edward Jones | Scottrade, Inc. | — | 08-31-2015 |
| Jean Ralph Victor | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| John Edward Mayo | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Jonathan Vincent Marzella | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Kenneth Edward Wiles | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Matthew John Stack | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Michele Antoinette Grant | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Nathan Jeffrey Nelson | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Pamela Marie Russell | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Paul Mathew Gerard | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Roiri Dahshun Butler | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Ryan Matthew Lind | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
| Stephen Thomas Andrusky | TD Ameritrade Investment Management, LLC | Scottrade, Inc. | — | 02-26-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
