Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thomas BrownPlanVest, LLCSecurities America, Inc.09-04-2020
Jack Allen BecwarLPL Financial LLCSecurities America, Inc.$2509-03-2020
Kevin Lynn DeaverLPL Financial LLCSecurities America, Inc.09-03-2020
Jason Samuel SchluckebierLPL Financial LLCSecurities America, Inc.09-03-2020
Blake L ZinnSequent Planning, LLCSecurities America, Inc.08-06-2020
Michael Anthony HoeflerPlan A Wealth, LLCSecurities America, Inc.06-16-2020
Bennett Ryan FogartyLPL Financial LLCSecurities America, Inc.$5006-01-2020
Lyle Joseph DostalJ.W. Cole Financial, Inc.Securities America, Inc.$2505-01-2020
Nicholas Alan DostalJ.W. Cole Financial, Inc.Securities America, Inc.05-01-2020
Jack ConnealyLPL Financial LLCSecurities America, Inc.$3,00004-30-2020
John Francis ConnealyLPL Financial LLCSecurities America, Inc.$10004-30-2020
Anne MackLPL Financial LLCSecurities America, Inc.04-30-2020
Mitchell Allen HigginsLPL Financial LLCSecurities America, Inc.04-15-2020
Neel John KeiserLPL Financial LLCSecurities America, Inc.04-14-2020
Richard Lee Rimel JrLPL Financial LLCSecurities America, Inc.04-01-2020
Jay Keith SvehlaLPL Financial LLCSecurities America, Inc.$4804-01-2020
Gary Thomas HessLPL Financial LLCSecurities America, Inc.04-01-2020
Fredrick L AlexanderLPL Financial LLCSecurities America, Inc.$5004-01-2020
James Brent GilbertLPL Financial LLCSecurities America, Inc.03-11-2020
Timothy James MoomeyLPL Financial LLCSecurities America, Inc.$2503-02-2020
Jeffrey Bennett CorneliusLPL Financial LLCSecurities America, Inc.03-02-2020
Thomas M AndersonLPL Financial LLCSecurities America, Inc.03-02-2020
Benjamin Paul LobergLPL Financial LLCSecurities America, Inc.03-02-2020
William Thomas ZimmerLPL Financial LLCSecurities America, Inc.02-27-2020
Robert Craig FindleyLPL Financial LLCSecurities America, Inc.$10002-24-2020
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.