Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Dean WilliamsAmeriprise Financial Services, Inc.TD Ameritrade, Inc.04-25-2018
Chad Keenan PetersenAmeriprise Financial Services, Inc.TD Ameritrade, Inc.04-03-2013
Christopher Allen CoffmanAmeritas Investment Corp.TD Ameritrade, Inc.$5011-02-2018
John C LemleyBancWest Investment Services, Inc.TD Ameritrade, Inc.05-23-2019
Elizabeth Leann StienekeBancWest Investment Services, Inc.TD Ameritrade, Inc.03-07-2012
Thomas Russell PargettCreative Planning, Inc.TD Ameritrade, Inc.11-06-2017
Matthew Stephen HookerEdward JonesTD Ameritrade, Inc.11-18-2016
Joshua Augustus SappEdward JonesTD Ameritrade, Inc.09-11-2014
Sherri Ann StoneMutual of Omaha Investor Services, Inc.TD Ameritrade, Inc.08-21-2013
Matthew Nathan EglsederRBC Capital Markets, LLCTD Ameritrade, Inc.12-07-2018
Keith L. RoweU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.06-11-2018
Eric Michael MulliganWells Fargo Clearing Services, LLCTD Ameritrade, Inc.04-15-2014

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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