Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy McEwenRBC Capital Markets, LLCUBS Financial Services Inc.12-15-2016
Michelle L. NordstromNorthwestern Mutual Investment Services, LLCUBS Financial Services Inc.02-23-2012
Michael Clark BogsethSecurities America, Inc.UBS Financial Services Inc.12-21-2011
Linda Diane DunbarSecurities America, Inc.UBS Financial Services Inc.08-25-2009
Jon Marc MillerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-04-2014
John T BelfordMorgan StanleyUBS Financial Services Inc.$15004-16-2010
Jason Robert HinceRBC Capital Markets, LLCUBS Financial Services Inc.$5001-14-2011
James Alan HershbergerRound Table Investment Strategies, LLCUBS Financial Services Inc.11-13-2015
Gerald Charles Meyerle Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.10-24-2013
Douglas Anthony KunzmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-04-2014
Bradley Thomas Thomas SchindlerRBC Capital Markets, LLCUBS Financial Services Inc.12-15-2016
Andrew Capin RobinsonMorgan StanleyUBS Financial Services Inc.$15004-16-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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