Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Martin GasnickAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10011-28-2016
Erin Marie KinneyArkfeld Wealth Strategies, L.L.C.Wells Fargo Advisors Financial Network, LLC10-02-2018
Duane Robert Bazis Jr.Bazis & Young Investment Group LLCWells Fargo Advisors Financial Network, LLC02-06-2009
Mark Steven HahnLincoln Capital, LLCWells Fargo Advisors Financial Network, LLC09-19-2013
Judd Aaron NormanLincoln Capital, LLCWells Fargo Advisors Financial Network, LLC09-19-2013
Brett C. NealLincoln Capital, LLCWells Fargo Advisors Financial Network, LLC09-19-2013
Ronald Wallace Anderson Jr.Plan A Wealth, LLCWells Fargo Advisors Financial Network, LLC04-21-2017
Peter Leo LainsonResources Investment AdvisorsWells Fargo Advisors Financial Network, LLC01-26-2017
Carole Leah RomingerSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC06-28-2013
Elizabeth GamezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$10003-30-2010

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.