Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Lynne DaganaarWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Robert Morris Bertsch Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Stephen Lee BartlettWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jerold L Doell Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Timothy Ray HoffmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Troy G. SewellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Edward Joseph BrezenskiWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
David Don HoltorfWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Robert Mark BrighamWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Phil Benjamin HalloranWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brett Robert StaufferWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jason Bruce ThompsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Tyler Patrick DalyRaymond James Financial Services, Inc.Wells Fargo Investments, LLC08-13-2009
Philip Tibor ShepherdWaddell & ReedWells Fargo Investments, LLC07-27-2009
Richard Patrick BertinoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$1001-03-2011
Harold Joseph GardenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Douglas Michael KuszakWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Brian James StockWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Timothy Moylan VanderlooWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Kevin Robert LobergWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael Joseph RobinoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Shawn Patrick SangerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.