Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Carol Lynne Daganaar | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Robert Morris Bertsch Jr. | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Stephen Lee Bartlett | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Jerold L Doell Jr. | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Timothy Ray Hoffman | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Troy G. Sewell | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Edward Joseph Brezenski | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| David Don Holtorf | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Robert Mark Brigham | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Phil Benjamin Halloran | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Brett Robert Stauffer | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Jason Bruce Thompson | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Tyler Patrick Daly | Raymond James Financial Services, Inc. | Wells Fargo Investments, LLC | — | 08-13-2009 |
| Philip Tibor Shepherd | Waddell & Reed | Wells Fargo Investments, LLC | — | 07-27-2009 |
| Richard Patrick Bertino | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $10 | 01-03-2011 |
| Harold Joseph Garden | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $50 | 01-03-2011 |
| Douglas Michael Kuszak | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $50 | 01-03-2011 |
| Brian James Stock | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $50 | 01-03-2011 |
| Timothy Moylan Vanderloo | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $50 | 01-03-2011 |
| Kevin Robert Loberg | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $100 | 01-03-2011 |
| Michael Joseph Robino | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $150 | 01-03-2011 |
| Shawn Patrick Sanger | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | $200 | 01-03-2011 |
Showing 1 to 22 of 22 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
