Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Harry TrostAmeritas Investment Corp.Principal Securities, Inc.$5004-15-2019
Levi Glenn CassAmeritas Investment Corp.Securities America, Inc.03-27-2019
Johannes Hendrik PretoriusAmeritas Investment Corp.Pruco Securities, LLC.01-31-2019
Duc P. LeAmeritas Investment Corp.USI Advisors01-09-2019
Christopher Allen CoffmanAmeritas Investment Corp.TD Ameritrade, Inc.$5011-02-2018
Eric Paul DensonAmeritas Investment Corp.Private Client Services, LLC08-24-2018
Shane JensenAmeritas Investment Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2018
Garrett Heath GermanAmeritas Investment Corp.20/20 Capital Management, Inc$5007-13-2018
Amber D Nabity StittAmeritas Investment Corp.Physicians Thrive Investment Advisors, LLC06-27-2018
Kelsey L. Kopcho PieperAmeritas Investment Corp.Securities America, Inc.02-01-2017
Todd William AdamsAmeritas Investment Corp.Horace Mann Investors, Inc.02-03-2016
Amy J. CarkoskiAmeritas Investment Corp.Nelnet Capital LLC12-16-2015
Robert Allan MillerAmeritas Investment Corp.Wells Fargo Clearing Services, LLC11-11-2015
Andrew Mark DalkaAmeritas Investment Corp.Securities America, Inc.06-01-2015
Adam D. BettisAmeritas Investment Corp.Frontier Wealth Management, LLC$1008-01-2014
John Walter HenleyAmeritas Investment Corp.Investors Capital Corp.01-24-2014
Carla June CargleAmeritas Investment Corp.The O.N. Equity Sales Company$1006-26-2013
Karen Marie MillerAmeritas Investment Corp.H. Beck, Inc.06-17-2013
Joel Scott DansbyAmeritas Investment Corp.OneAmerica Securities, Inc.10-01-2011
Peggy Ann BeckenhauerAmeritas Investment Corp.Edward Jones09-23-2011
James Keith OstroveAmeritas Investment Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2011
Carol Frances HenrickAmeritas Investment Corp.MetLife Securities Inc.03-15-2011
Samuel Scott Nelson-ArcherAmeritas Investment Corp.GunnAllen Financial, Inc03-26-2010
Homer Lynn Gary Baird Jr.Ameritas Investment Corp.GunnAllen Financial, Inc03-01-2010
Robert Darius Nelson Jr.Ameritas Investment Corp.Woodbury Financial Services, Inc.12-01-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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