Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Paul KalinowskiBancWest Investment Services, Inc.Farmers Financial Solutions, LLC05-09-2018
Bob Jude SledgeBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2018
Daniel Michael RoperBancWest Investment Services, Inc.TD Ameritrade, Inc.12-18-2017
Jeffrey Paul PruittBancWest Investment Services, Inc.Allianz Life Financial Services, LLC11-03-2016
Benjamin George HanssenBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC08-05-2016
Jeremy Michael PalenskyBancWest Investment Services, Inc.Retirement Wealth Advisors, Inc.04-28-2016
Kirk Criley SwartzbaughBancWest Investment Services, Inc.M Holdings Securities, Inc.03-03-2016
Michael Carl AllenBancWest Investment Services, Inc.Pacific Select Distributors, LLC01-04-2016
Dale Louis MalleckBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC06-16-2015
Malia Little JamalBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-30-2015
Scott Michael StanleyBancWest Investment Services, Inc.CUSO Financial Services, L.P.07-11-2013
Tricia Aileen GillespieBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC03-21-2013
Evan Robert BissonBancWest Investment Services, Inc.TD Ameritrade, Inc.12-12-2012
Jay Dee EliasonBancWest Investment Services, Inc.H. Beck, Inc.06-13-2012
Elizabeth Leann StienekeBancWest Investment Services, Inc.TD Ameritrade Clearing, Inc.03-07-2012
Jeffrey Gene EngelmanBancWest Investment Services, Inc.Morgan Stanley08-15-2011
Terry David ThomasBancWest Investment Services, Inc.Wells Fargo Investments, LLC02-06-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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