Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Alan DerasCambridge Investment Research, Inc.MML Investors Services, LLC$2501-24-2020
Kirk Criley SwartzbaughCambridge Investment Research, Inc.BancWest Investment Services, Inc.05-31-2019
Timothy Joseph FlottCambridge Investment Research, Inc.Principal Securities, Inc.01-18-2019
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
Chris Ryan StewartCambridge Investment Research, Inc.Centaurus Financial, Inc.12-10-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Steven James LindCambridge Investment Research, Inc.Securities America, Inc.$2311-03-2017
Paul Robert RahnCambridge Investment Research, Inc.Waddell & Reed10-06-2017
George Alan PaxtonCambridge Investment Research, Inc.SII Investments, Inc.10-04-2017
John Michael JamesCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Jeffrey Thomas PetersCambridge Investment Research, Inc.D.A. Davidson & Co.$2610-04-2016
Joe Earl GrojeanCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$1004-05-2016
Scott Michael WieczorekCambridge Investment Research, Inc.Allstate Financial Services, LLC04-04-2016
Alan L. RatkovecCambridge Investment Research, Inc.First Independent Financial Services, Inc.03-07-2016
Sandra Kay PetzoldtCambridge Investment Research, Inc.Principal Securities, Inc.06-01-2015
Robert B Wellendorf IICambridge Investment Research, Inc.Financial West Group12-11-2014
Corby Mitchell MastalirCambridge Investment Research, Inc.Financial West Group12-11-2014
Paul Warner WhaleyCambridge Investment Research, Inc.Raymond James Financial Services Advisors, Inc$1011-03-2014
Paul Alan FolkersCambridge Investment Research, Inc.Teckmeyer Financial Services, L.L.C.$5009-16-2014
Cole Gregory StichlerCambridge Investment Research, Inc.Securities America, Inc.$10003-17-2014
Jeffrey Scott AndersonCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
Marlin Kent JohnsonCambridge Investment Research, Inc.1st Global Capital Corp.$20006-17-2013
Max Ralph KatholCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Daniel Wayne CharronCambridge Investment Research, Inc.1st Global Capital Corp.$1006-17-2013
Tammy Michelle HublCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.