Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Renee MackCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-01-2018
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Christopher Michael ForcadeCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
Dennis Don McmillanCetera Advisor Networks LLCLPL Financial LLC$50001-17-2017
James Robert CaldwellCetera Advisor Networks LLCPNC Investments02-13-2017
Jason Donald ComesCetera Advisor Networks LLCLPL Financial LLC$10001-25-2017
Justin William Reed CarlsonCetera Advisor Networks LLCThrivent Investment Management Inc.08-06-2019
Lantz Guy HuntCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Mark Robert LookabillCetera Advisor Networks LLCLPL Financial LLC$10001-17-2017
Michele M SchreckCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Pamela PenaCetera Advisor Networks LLCCWM, LLC$10001-17-2017
Paul Arthur GanowCetera Advisor Networks LLCEdward Jones08-08-2019
Robert Michael WellmanCetera Advisor Networks LLCEdward Jones11-15-2019
Ronald Lloyd Carson Jr.Cetera Advisor Networks LLCLPL Financial LLC$15001-17-2017
Ryan K. YamadaCetera Advisor Networks LLCMutual of Omaha Investor Services, Inc.04-12-2019
Shayla Marie KrihaCetera Advisor Networks LLCLPL Financial LLC$10001-17-2017
Teresa Elizabeth MilnerCetera Advisor Networks LLCLPL Financial LLC$25001-17-2017
Zachary Blackwell RitcheyCetera Advisor Networks LLCCWM, LLC01-17-2017

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.