Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert James StapletonCommonwealth Financial NetworkWestern International Securities, Inc.07-01-2019
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Kyle S FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
James T WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Patricia Lorraine LammliCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Andrea L FritzCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Boden D BiermanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-17-2018
Robert William IrbyCommonwealth Financial NetworkWaddell & Reed$2509-21-2017
Colin Herbert AlbersCommonwealth Financial NetworkWaddell & Reed$10004-06-2017
Kevyn Paul SopinskiCommonwealth Financial NetworkWaddell & Reed$2504-06-2017
Christopher James JohnsonCommonwealth Financial NetworkWaddell & Reed04-06-2017
David Lee PeaseCommonwealth Financial NetworkWaddell & Reed04-06-2017
Colin Michael KramerCommonwealth Financial NetworkWaddell & Reed$2504-06-2017
Daniel Murray ShultzCommonwealth Financial NetworkWaddell & Reed$1004-06-2017
John Charles HogelandCommonwealth Financial NetworkWaddell & Reed04-06-2017
Chuck OlsenCommonwealth Financial NetworkSecurities America, Inc.$25009-06-2011
Charles Gregory OlsenCommonwealth Financial NetworkSecurities America, Inc.08-01-2011
Terry Joseph HeimesCommonwealth Financial NetworkSecurities America, Inc.$2508-01-2011
Ryan Blake AndersonCommonwealth Financial NetworkSecurities America, Inc.$5008-01-2011
Travis David RiggertCommonwealth Financial NetworkSecurities America, Inc.$4708-01-2011
Jack Henry RotherCommonwealth Financial NetworkSecurities America, Inc.$9508-01-2011
Holly Ann Murphy-BarstowCommonwealth Financial NetworkSecurities America, Inc.$2504-15-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.