Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Robert Hugh Lau | D.A. Davidson & Co. | Wells Fargo Clearing Services, LLC | $100 | 06-17-2009 |
| Robert D. Kerby | D.A. Davidson & Co. | Wells Fargo Clearing Services, LLC | — | 12-02-2009 |
| Jake Eugene McKee | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $25 | 03-21-2012 |
| Janae L. McKee | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 03-21-2012 |
| Susan Raechelle Koesters | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $195 | 07-25-2016 |
| Brian Allen Zahm | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $161 | 07-25-2016 |
| Marcus Sutton Ward | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $100 | 07-25-2016 |
| Todd William Peterson | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $100 | 07-25-2016 |
| Adam L. Hayes | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $100 | 07-25-2016 |
| Brian John Bunkers | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | $25 | 07-25-2016 |
| Bryan Myron Schneider | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Brian Michael Finn | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Pamela Kaye Souders | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Matthew Richard Kleager | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Jeffrey Michael Ziemba | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Matthew Olaf Johnson | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Brian Mark Sunderman | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Scott Bauer Ziemba | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| John Howard Conley | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Rodney Dean Cerny | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
| Daniel Joseph Semrad | D.A. Davidson & Co. | Smith Hayes Financial Services Corporation | — | 07-25-2016 |
Showing 1 to 21 of 21 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
