Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Hugh LauD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$10006-17-2009
Robert D. KerbyD.A. Davidson & Co.Wells Fargo Clearing Services, LLC12-02-2009
Jake Eugene McKeeD.A. Davidson & Co.Smith Hayes Financial Services Corporation$2503-21-2012
Janae L. McKeeD.A. Davidson & Co.Smith Hayes Financial Services Corporation03-21-2012
Susan Raechelle KoestersD.A. Davidson & Co.Smith Hayes Financial Services Corporation$19507-25-2016
Brian Allen ZahmD.A. Davidson & Co.Smith Hayes Financial Services Corporation$16107-25-2016
Marcus Sutton WardD.A. Davidson & Co.Smith Hayes Financial Services Corporation$10007-25-2016
Todd William PetersonD.A. Davidson & Co.Smith Hayes Financial Services Corporation$10007-25-2016
Adam L. HayesD.A. Davidson & Co.Smith Hayes Financial Services Corporation$10007-25-2016
Brian John BunkersD.A. Davidson & Co.Smith Hayes Financial Services Corporation$2507-25-2016
Bryan Myron SchneiderD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Brian Michael FinnD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Pamela Kaye SoudersD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Matthew Richard KleagerD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Jeffrey Michael ZiembaD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Matthew Olaf JohnsonD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Brian Mark SundermanD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Scott Bauer ZiembaD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
John Howard ConleyD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Rodney Dean CernyD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016
Daniel Joseph SemradD.A. Davidson & Co.Smith Hayes Financial Services Corporation07-25-2016

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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