Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.01-02-2009
Beverly Lynn HobbsLPL Financial LLCTD Ameritrade Investment Management, LLC03-30-2012
Cella QuinnLPL Financial LLCFSC Securities$16001-30-2017
David Brian CarrollLPL Financial LLCFirst National Capital Markets12-22-2011
Douglas Lee HoltmeierLPL Financial LLCAmerican Portfolios Financial Services, Inc.$5003-15-2011
Fred SchellpeperLPL Financial LLCAmeritas Investment Corp$10011-23-2015
Fredrick KelleyLPL Financial LLCMML Investors Services$8002-15-2017
Fredrick Nicholas KelleyLPL Financial LLCMML Investors Services, LLC02-15-2017
Gregory George Scripp Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Gregory Michael HainlineLPL Financial LLCFirst National Capital Markets01-15-2015
James Carl SandersonLPL Financial LLCSII Investments, Inc.$2502-14-2018
Jeffrey Michael GaethLPL Financial LLCSecurities America, Inc.$5006-15-2018
Joel Alan MillerLPL Financial LLCAmeriprise Financial Services, Inc.04-20-2012
John Sidney RobertsLPL Financial LLCInvestment Centers of America, Inc.$40011-29-2017
Jon David SchmadererLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jon Ronald SpringerLPL Financial LLCU.S. Bancorp Investments, Inc.03-01-2018
Mark Edward PogrebaLPL Financial LLCNelson, Van Denburg & Campbell Wealth Management Group, LLC$2504-18-2017
Mason Gregory HuckLPL Financial LLCSecurities America, Inc.$2509-18-2018
Melinda BorgesLPL Financial LLCSII Investments, Inc.02-14-2018
Michael Dean BornsLPL Financial LLCInvestment Centers of America, Inc.$8411-29-2017
Michael Steven MagnusonLPL Financial LLC1st Global Capital Corp.06-30-2011
Monica A. MillesonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Nathan D. FichterLPL Financial LLCQuestar Capital Corporation12-09-2016
Peter DaikerLPL Financial LLCWells Fargo Advisors$6111-01-2017
Rodney James HunkeLPL Financial LLCInvestment Centers of America, Inc.03-03-2015
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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