Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron W PetersanMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Alvin R ZachMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amy Elizabeth RiggsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Capin RobinsonMorgan StanleyUBS Financial Services Inc.$15004-16-2010
Andrew Joseph O'DanielMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bradley A. HessMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Carroll Marie HackerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Conrad Lambert PardeMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Dave Reed DunhamMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Paul BlairMorgan StanleyGeneos Wealth Management, Inc.12-10-2015
Dwight Maurice Frost Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Edward Joseph Militti Jr.Morgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Edward Joseph Militti Sr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Forrest Patrick Anderson Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Gary Lee BellerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Alan DahirMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Patrick WrightMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John T BelfordMorgan StanleyUBS Financial Services Inc.$15004-16-2010
Kenneth Wayne Koop Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Kevin Michael WelshMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Lisa Ann HuppMorgan StanleyRBC Capital Markets, LLC$10009-05-2014
Mark Robert YostenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mary Ann SalsberryMorgan StanleyRBC Capital Markets, LLC$2511-06-2015
Matthew John ShalhoobMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Nicholaus Dean RichtersMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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