Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Joy Benton IIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2009
Barbara Ann PleissRBC Capital Markets, LLCMorgan Stanley$50001-04-2013
Beth R. HollisterRBC Capital Markets, LLCTD Ameritrade Investment Management, LLC07-01-2015
Bradley Thomas SchindlerRBC Capital Markets, LLCUBS Financial Services Inc.$10012-15-2016
Christopher Edward ZiolaRBC Capital Markets, LLCEdward Jones$10003-04-2011
Christopher James DomgardRBC Capital Markets, LLCSecurities America, Inc.$10003-01-2010
David Octavio SpinarRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-20-2009
Donald Ervin SpinarRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-20-2009
Gary Lynn NoordamRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$50005-22-2014
Jason Michael JudgeRBC Capital Markets, LLCMorgan Stanley$10001-04-2013
Jason Robert HinceRBC Capital Markets, LLCUBS Financial Services Inc.$50001-14-2011
Jeffrey James ButterfieldRBC Capital Markets, LLCPiper Jaffray & Co.$15006-07-2010
Jeffrey Thomas PetersRBC Capital Markets, LLCEdward Jones$25007-01-2011
Kathryn Kizer RussellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2012
Kenneth William FerrariniRBC Capital Markets, LLCMorgan Stanley$15001-04-2013
Matt Charles RoseRBC Capital Markets, LLCMorgan Stanley$10001-04-2013
Matthew Nathan EglsederRBC Capital Markets, LLCTD Ameritrade, Inc.12-07-2018
Rick L GabelmanRBC Capital Markets, LLCMorgan Stanley$10001-17-2019
Robert Jeffrey ForrestRBC Capital Markets, LLCPruco Securities, LLC.$25012-15-2017
Scott Alan LeinenRBC Capital Markets, LLCMorgan Stanley$50001-04-2013
Steven John FerrariniRBC Capital Markets, LLCMorgan Stanley$15001-04-2013
Thomas Michael NovotnyRBC Capital Markets, LLCPiper Jaffray & Co.07-08-2010
Timothy McEwenRBC Capital Markets, LLCUBS Financial Services Inc.$78012-15-2016
Timothy Richard ZiolaRBC Capital Markets, LLCEdward Jones$25003-04-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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