Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Conrad Lambert PardeRaymond James Financial Services, Inc.Morgan Stanley$1,00011-07-2019
Jennifer Ann McKinseyRaymond James Financial Services, Inc.Morgan Stanley$10011-07-2019
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley11-07-2019
Robert Edward DowneyRaymond James Financial Services, Inc.Morgan Stanley$1,00011-07-2019
Micah Nathaniel WheatRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-01-2019
Mark Edward SchaferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Dale Keith MitchellRaymond James Financial Services, Inc.BancWest Investment Services, Inc.02-11-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Kevin Wayne FiggRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2018
Tom Michael KozneyRaymond James Financial Services, Inc.Securian Financial Services, Inc.06-12-2018
David Lawrence LangnerRaymond James Financial Services, Inc.INVEST Financial Corporation$5801-12-2018
Benjamin G. HanssenRaymond James Financial Services, Inc.BancWest Investment Services, Inc.08-28-2017
Dale Edward SonesRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Mark TillmanRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$5006-14-2017
Sharon Lee HyerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$2506-14-2017
Cindy Mae LanikRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Kathy Laurene HoltenRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Katherine Jene HohenseeRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
John Christopher KellyRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Troy Lorenz OttRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Scott James KuesterRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Samantha A. RotertRaymond James Financial Services, Inc.Cetera Investment Services LLC$1506-14-2017
Douglas RiggertRaymond James Financial Services, Inc.Mutual of Omaha Investor Services, Inc.12-06-2016
Jeremy Michael PalenskyRaymond James Financial Services, Inc.BancWest Investment Services, Inc.$10010-19-2016
Theresa Marie WenskeRaymond James Financial Services, Inc.State Farm VP Management Corp.04-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.