Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$105-03-2019
Bruce Edwin JohnsonSecurities America, Inc.Woodbury Financial Services, Inc.$1804-15-2019
Daniel J. ZentnerSecurities America, Inc.Woodbury Financial Services, Inc.04-15-2019
Stephen Hill, Jeremy Hill, Jeffrey Kraft Securities America, Inc. Questar Capital Corporation$11102-07-2019
Jeffrey Lloyd KraftSecurities America, Inc.Questar Capital Corporation$102-04-2019
Blake L ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Domonic Alan GustafsonSecurities America, Inc.ProEquities, Inc.03-01-2018
Ryan Scott RuthSecurities America, Inc.Questar Capital Corporation03-01-2018
Tommy Sai LauSecurities America, Inc.Fidelity Brokerage Services LLC01-09-2018
Keir Dane HarnerSecurities America, Inc.Waddell & Reed01-02-2018
Kenneth Scott SmallSecurities America, Inc.National Planning Corporation$26710-25-2017
Michael Douglas ReesSecurities America, Inc.National Planning Corporation$10010-25-2017
Kenneth John Saunders Jr.Securities America, Inc.National Planning Corporation$10010-24-2017
Roxanne BladeSecurities America, Inc.National Planning Corporation10-23-2017
Michael Stephen MyersSecurities America, Inc.SII Investments, Inc.$5010-20-2017
Natalie A JumpSecurities America, Inc.National Planning Corporation10-20-2017
Scott Alexander BrownSecurities America, Inc.National Planning Corporation$15010-18-2017
Erik Christopher LureSecurities America, Inc.National Planning Corporation$29110-13-2017
John Francis RadetichSecurities America, Inc.National Planning Corporation10-13-2017
Kirk Lee WardSecurities America, Inc.Investment Centers of America, Inc.$2510-13-2017
Mark Newtwon ScottSecurities America, Inc.Securian Financial Services, Inc.$15008-28-2017
Brian D LutherSecurities America, Inc.National Planning Corporation$107-17-2017
Rachel C AndersonSecurities America, Inc.Royal Alliance Associates, Inc.05-03-2017
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Showing 1 to 25 of 195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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