Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Wayne ClaycombSecurities America, Inc.Allstate Financial Advisors, LLC$50010-23-2009
Robert Micheels NelsonSecurities America, Inc.Ameritas Investment Corp.$10002-18-2014
Michael Gerald MurphySecurities America, Inc.Ameritas Investment Corp.$50002-18-2014
Debra June CherretteSecurities America, Inc.Avantax Investment Services, Inc.01-23-2017
Mark Flor HartSecurities America, Inc.AXA Advisors, LLC$25011-01-2013
David Fremont FrookSecurities America, Inc.AXA Advisors, LLC07-19-2011
Matthew Brooks PuetzSecurities America, Inc.AXA Advisors, LLC05-06-2011
Lily LuSecurities America, Inc.Banc of America Investment Services, Inc.$50001-13-2010
Alvern Henry Vom SteegSecurities America, Inc.Banc of America Investment Services, Inc.$50005-19-2009
Daniel Edward KnudsenSecurities America, Inc.BancWest Investment Services, Inc.$10007-29-2010
Scott Wesley MckaySecurities America, Inc.Brokers International Financial Services, LLC.$10001-12-2015
Wade SmithSecurities America, Inc.C C F Investments, Inc.07-30-2014
Sydney Laverne WidgaSecurities America, Inc.Cadaret, Grant & Co., Inc.$25010-02-2014
Neil Joseph FarrellSecurities America, Inc.Cadaret, Grant & Co., Inc.$17705-08-2014
Dennis Lee FinkenSecurities America, Inc.Capital Financial Services, Inc.$10012-23-2013
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Clint Joseph EikmeierSecurities America, Inc.Cetera Advisors LLC07-08-2019
Sabin Berg AlibrandiSecurities America, Inc.Cetera Advisors LLC11-26-2018
Myron Robert JohnsonSecurities America, Inc.Charles Schwab & Co., Inc.03-18-2014
Domonic Alan GustafsonSecurities America, Inc.Charles Schwab & Co., Inc.07-24-2012
Minoti Hemant RajputSecurities America, Inc.Cincinnati Analysts, Inc.$10009-09-2009
John Mcnamara EganSecurities America, Inc.Cincinnati Analysts, Inc.$10006-01-2009
Joseph Milton DriverSecurities America, Inc.Citigroup Global Markets Inc.05-20-2009
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
Scott Henley RubySecurities America, Inc.City Securities Corporation09-08-2009
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Showing 1 to 25 of 229 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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