Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Ann RossSecurities America, Inc.First Allied Securities, Inc.11-26-2019
Kevin Patrick FeeleySecurities America, Inc.Dart, Papesh & Company, Incorporated11-08-2019
Kenneth P. RichardsSecurities America, Inc.Farmers Financial Solutions, LLC11-01-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$25007-08-2019
Clint Joseph EikmeierSecurities America, Inc.Cetera Advisors LLC07-08-2019
Todd Lee BohlmeyerSecurities America, Inc.FBL Marketing Services, LLC06-12-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$10005-03-2019
Dwain Lee OwensSecurities America, Inc.Woodbury Financial Services, Inc.$16004-15-2019
Bruce Edwin JohnsonSecurities America, Inc.Woodbury Financial Services, Inc.$18004-15-2019
Daniel J. ZentnerSecurities America, Inc.Woodbury Financial Services, Inc.04-15-2019
Tyson R. OwensSecurities America, Inc.Woodbury Financial Services, Inc.04-15-2019
Jeffrey Lloyd KraftSecurities America, Inc.Questar Capital Corporation$10002-04-2019
Sabin Berg AlibrandiSecurities America, Inc.Cetera Advisors LLC11-26-2018
Blake L. ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-28-2018
Katie RawsonSecurities America, Inc.Foresters Financial Services, Inc.09-24-2018
Mark Charles LarsonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.07-16-2018
Tyler James SteinkuhlerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-18-2018
Kevin John HedstromSecurities America, Inc.ProEquities, Inc.06-13-2018
David Michael KollSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-11-2018
Kristen Rae PattersonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-11-2018
Dustin Jay ZuckSecurities America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-05-2018
Danielle Marie McClenahanSecurities America, Inc.SII Investments, Inc.06-05-2018
Carson Joseph HemmannSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-25-2018
Next Page »

Showing 1 to 25 of 228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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