Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Alfred Steven NicolosiSecurities America, Inc.Wells Fargo Clearing Services, LLC01-13-2009
Shanon Gerald MoonSecurities America, Inc.MetLife Securities Inc.01-14-2009
Dennis Michael GilliamSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-26-2009
Ryan Blake AndersonSecurities America, Inc.Wells Fargo Investments, LLC02-01-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Craig Bradford EastwoodSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-03-2009
Andrew Joseph HallSecurities America, Inc.Wells Fargo Clearing Services, LLC$105-01-2009
Jon Jeffrey ReesSecurities America, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Alvern H. Vom SteegSecurities America, Inc.Banc of America Investment Services, Inc.05-19-2009
Paul Brent AndersonSecurities America, Inc.Private Wealth Advisors, Inc.$2505-27-2009
John Mcnamara EganSecurities America, Inc.Cincinnati Analysts, Inc.06-01-2009
Benjamin Ross ChafitzSecurities America, Inc.MML Investors Services, LLC06-01-2009
Christopher Coppola IIISecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20007-10-2009
Lee Donald BollhorstSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-03-2009
Christopher D'Andrea Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC08-07-2009
Dennis Alan AsaroSecurities America, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$1008-12-2009
David Jon YarlettsSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-21-2009
David C. WalkerSecurities America, Inc.Long Grove Trading Co.$5008-26-2009
Scott Henley RubySecurities America, Inc.City Securities Corporation09-08-2009
Minoti Hemant RajputSecurities America, Inc.Cincinnati Analysts, Inc.09-09-2009
Andrew Theo GlatzelSecurities America, Inc.Edward Jones$2509-24-2009
Robert Michael CianciSecurities America, Inc.PNC Investments10-08-2009
Markellos Nicholas MarcouSecurities America, Inc.PNC Investments10-08-2009
Next Page »

Showing 1 to 25 of 228 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.