Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Randy Lee DunnSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Gary Allyn Sult Jr.Securities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Dennis Michael GilliamSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-26-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Craig Smith SennSecurities America, Inc.Woodbury Financial Services, Inc.04-03-2009
Benjamin Ross ChafitzSecurities America, Inc.MML Investors Services, LLC06-01-2009
Linda Diane DunbarSecurities America, Inc.UBS Financial Services Inc.08-25-2009
David C. WalkerSecurities America, Inc.Long Grove Trading Co.08-26-2009
Scott Henley RubySecurities America, Inc.City Securities Corporation09-08-2009
Minoti Hemant RajputSecurities America, Inc.Cincinnati Analysts, Inc.09-09-2009
Robert Michael CianciSecurities America, Inc.PNC Investments10-08-2009
Markellos Nicholas MarcouSecurities America, Inc.PNC Investments10-08-2009
Dennis Mark ZanowskiSecurities America, Inc.M&I Financial Advisors, Inc.11-16-2009
Matthew Allen TaggartSecurities America, Inc.U.S. Bancorp Investments, Inc.12-04-2009
Lily LuSecurities America, Inc.Banc of America Investment Services, Inc.01-13-2010
Elizabeth GamezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$10003-30-2010
Mark Alan WilcoxSecurities America, Inc.Nationwide Securities, LLC06-16-2010
Philip Thomas Howerton Jr.Securities America, Inc.Questar Capital Corporation$1006-30-2010
Daniel Edward KnudsenSecurities America, Inc.BancWest Investment Services, Inc.07-29-2010
Jeremiah David MummSecurities America, Inc.The O.N. Equity Sales Company08-06-2010
Joseph Jonathan BixbySecurities America, Inc.First National Capital Markets11-05-2010
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets11-19-2010
David Allen BandarsSecurities America, Inc.QA3 Financial Corp.11-24-2010
Chris Brian FletcherSecurities America, Inc.WFG Investments, Inc.02-24-2011
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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