Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets$50011-19-2010
Aaron Timothy WintersSecurities America, Inc.Raymond James Financial Services, Inc.$38007-13-2017
Alan FinkelsteinSecurities America, Inc.Janney Montgomery Scott LLC04-29-2011
Alfred Steven NicolosiSecurities America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-13-2009
Alvern Henry Vom SteegSecurities America, Inc.Banc of America Investment Services, Inc.$50005-19-2009
Andrew John EmkenSecurities America, Inc.Edward Jones$50012-03-2013
Andrew Joseph HallSecurities America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-01-2009
Andrew Theo GlatzelSecurities America, Inc.Edward Jones$25009-24-2009
Andrew William PoolSecurities America, Inc.FSC Securities Corporation$10001-04-2016
Anne Schumann BuckSecurities America, Inc.Securian Financial Services, Inc.$10004-22-2014
Austin Lee WellsSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-07-2018
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Benjamin Robert KobrinSecurities America, Inc.National Planning Corporation$25010-20-2017
Benjamin Ross ChafitzSecurities America, Inc.MML Investors Services, LLC$50006-01-2009
Billy James FunderburkSecurities America, Inc.Edward Jones$10007-08-2011
Blake L. ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Brian D LutherSecurities America, Inc.National Planning Corporation$10007-17-2017
Brian Thomas BrownSecurities America, Inc.First National Capital Markets$50006-30-2014
Bruce Edwin JohnsonSecurities America, Inc.Woodbury Financial Services, Inc.$18004-15-2019
Bruce S. Aken Jr.Securities America, Inc.Park Avenue Securities LLC$10004-17-2017
Bruce Todd LearSecurities America, Inc.First National Capital Markets04-09-2012
Cameron Jon WeigelSecurities America, Inc.LPL Financial LLC08-01-2014
Carie Elizabeth ForbesSecurities America, Inc.PFS Investments Inc.09-15-2011
Carole Leah RomingerSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$50006-28-2013
Carson Joseph HemmannSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-25-2018
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Showing 1 to 25 of 229 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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