Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Loyd MusfeldtTD Ameritrade Investment Management, LLCSecurian Financial Services, Inc.10-16-2014
Adam M. FrankTD Ameritrade Investment Management, LLCEdward Jones06-15-2011
Benjamin Edward WoodsTD Ameritrade Investment Management, LLCBoaz Wealth Stewardship LLC05-13-2013
Bradley Jason AlexanderTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC03-05-2014
Charles Jacob BrandtTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-19-2017
CHRISTOPHER ALLEN COFFMANTD Ameritrade Investment Management, LLCWells Fargo Advisors Financial Network, LLC08-04-2017
Daniel L. HoldenTD Ameritrade Investment Management, LLCNYLIFE Securities LLC04-04-2017
John David GockenTD Ameritrade Investment Management, LLCPacific Select Distributors, LLC05-08-2017
JOHN GREGORY JACOBSONTD Ameritrade Investment Management, LLCChase Investment Services Corp.01-21-2011
Robert William MorrisseyTD Ameritrade Investment Management, LLCEdward Jones04-12-2010
Swikar OjhaTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC04-18-2016
Thomas Russell PargettTD Ameritrade Investment Management, LLCUBS Financial Services Inc.02-08-2016
Zachary A. ChurchichTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC04-26-2017

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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