Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hilton J. Kelly Jr.Capital Design Private Wealth LLCAmeriprise Financial Services, Inc.03-20-2019
Andre N. LaplanteCapital Design Private Wealth LLCAmeriprise Financial Services, Inc.03-20-2019
Keith William MistrettaCitizens Securities, Inc.Ameriprise Financial Services, Inc.05-23-2016
William Sidney BoydCitizens Securities, Inc.Ameriprise Financial Services, Inc.$25002-05-2014
Daniel Jude MccarthyCitizens Securities, Inc.Ameriprise Financial Services, Inc.$10007-05-2013
Michael David CharestCitizens Securities, Inc.Ameriprise Financial Services, Inc.$10001-14-2013
John Tyler ClymerCitizens Securities, Inc.Ameriprise Financial Services, Inc.$25002-07-2012
John Paine Reger IICitizens Securities, Inc.Ameriprise Financial Services, Inc.03-15-2010
Beverly Marie KetelCitizens Securities, Inc.Ameriprise Financial Services, Inc.04-13-2009
Donald Lawrence CraneCreative Financial Strategies, Inc.Ameriprise Financial Services, Inc.12-24-2016
Kathleen Eileen SweeneyLPL Financial LLCAmeriprise Financial Services, Inc.$10008-15-2018
Zachary Farley LongleyLPL Financial LLCAmeriprise Financial Services, Inc.$10002-20-2009
Richard Carl SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25005-01-2012
Natasa Crnilovic FriedlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10009-16-2009
James Leland PutnamMetLife Securities Inc.Ameriprise Financial Services, Inc.$10001-02-2012
Craig Dennis JohnsonMML Investors Services, LLCAmeriprise Financial Services, Inc.$10002-01-2012
Lance G IngersonNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.02-05-2010
Brian Matthew DuncanNYLIFE Securities LLCAmeriprise Financial Services, Inc.$10012-18-2017
Robert StreedRBC Wealth ManagementAmeriprise Financial Services, Inc.$7608-26-2016
Sally Jane BoyleSJ Boyle Wealth Planning, LLCAmeriprise Financial Services, Inc.02-19-2015
Daniel Ernest GolandThe O.N. Equity Sales CompanyAmeriprise Financial Services, Inc.$50012-06-2013
James Edward KneeVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$50011-02-2015
Gregory Michael ValleeWaddell & ReedAmeriprise Financial Services, Inc.08-28-2009
Nathan Steven AlgerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50012-11-2015

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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