Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammy Lee LavertueAmeriprise Financial Services, Inc.LPL Financial LLC05-19-2017
Steven Laurent BissonnetteAmeriprise Financial Services, Inc.LPL Financial LLC$25005-16-2014
Stephen Jeffrey MorrissetteAmeriprise Financial Services, Inc.LPL Financial LLC$25008-31-2012
Craig Dennis JohnsonAmeriprise Financial Services, Inc.LPL Financial LLC11-17-2010
Kimberly Anne SegalCatalyst Investment Management LLCLPL Financial LLC06-19-2019
David HatfieldCCO Investment ServicesLPL Financial LLC$7511-30-2015
Sean A. SmalleyCharles SchwabLPL Financial LLC$7503-04-2014
Mark David RossCitizens Securities, Inc.LPL Financial LLC03-27-2018
Nancy Ann SilvaCitizens Securities, Inc.LPL Financial LLC02-17-2015
Terri S. HarbourCitizens Securities, Inc.LPL Financial LLC$15006-28-2010
Patricia Ann KollathClark Asset Management, LLCLPL Financial LLC04-25-2019
Michael William BeckCUNA Brokerage Services, Inc.LPL Financial LLC$10009-27-2013
Glen Matthew HamelEagle Point Investment Advisors, Inc.LPL Financial LLC05-01-2015
Shawn-Christine AdjutantEdward JonesLPL Financial LLC10-04-2013
Justin Alexander LonderganEldridge Investment Advisors IncLPL Financial LLC06-21-2013
Robert Francis Normandin Jr.Elm Street Financial Group, LlcLPL Financial LLC09-11-2009
Robin Dale MorrellElm Street Financial Group, LlcLPL Financial LLC09-11-2009
Troy Adrian NeilyElm Street Financial Group, LlcLPL Financial LLC02-13-2009
Paul PignoneFidelityLPL Financial LLC$7509-01-2015
Joshua Irving BartlettFlagship Harbor Advisors, LLCLPL Financial LLC08-18-2016
J TOWNSEND GILBERTFlagship Harbor Advisors, LLCLPL Financial LLC09-24-2012
Sean Allen SmalleyFlatiron Financial Group, LLCLPL Financial LLC03-04-2014
Garrett Vincent AdieGoldfinch Financial, Inc.LPL Financial LLC07-23-2018
James Collin McKennaInfinex Investments, Inc.LPL Financial LLC$10005-16-2016
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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